Shareholder information

The Shareholder information set out below is applicable at 13 September 2021

ORDINARY SHARES

Total number of ordinary shares on issue – 207,873,301

DISTRIBUTION OF SHAREHOLDERS

DistributionNumber of ShareholdersNumber of Shares
Total 3,543 207,873,301
1 - 1,000 1,175 517,411
1,001 - 5,000 1,203 3,112,843
5,001 - 10,000 436 3,264,745
10,001 - 100,000 644 19,001,646
1,000,000 and over 85 181,976,656

TOP 20 SHAREHOLDERS

 Name of ShareholderNumber of Shares Held% Held
1HSBC Custody Nominees (Australia) Limited64,120,54230.85
2Merrill Lynch (Australia) Nominees Pty Limited 21,412,83010.30
3J P Morgan Nominees Australia Pty Limited19,782,710 9.52
4Citicorp Nominees Pty Ltd13,181,577 6.34
5BNP Paribas Noms Pty Ltd 6,993,026 3.36
6BNP Paribas Nomines Pty Ltd Six Sis Ltd 6,764,890 3.25
7BNP Paribas Nomines Pty Ltd < IB AU Noms Retail Client DRP> 6,680,845 3.21
8J P Morgan Nominees Australia Pty Ltd 5,165,346 2.48
9Mr Carl Eric Holt + Mrs Lorraine Holt < Holt Superfund A/C> 4,397,328 2.12
10Amalgamated Dairies Ltd 3,296,881 1.59
11Berne No 132 Nominees Pty Ltd < 594138 A/C> 2,591,880 1.25
12Mr Samuel Gonzales Afdal 2,260,000 1.09
13Neweconomy COM AU Nominees Pty Ltd <900 Account> 1,953,970 0.94
14Merrill Lunch (Australia) Nominees Pty Ltd 1,637,839 0.79
15CS Third Nominees Pty Ltd < HSBC Cust NOM AU LTD 13 A/c> 1,543,195 0.74
16Daniel Turner Capital Pty Ltd < Daniel Turner Family A/C> 1,496,566 0.72
17HSBC Custody Nominees (Australia) Limited 1,348,025 0.65
18Ms Xumei Yang 1,074,429 0.52
19Mr Roy Philip Daniel + Mrs Donna Mary Daniel < Daniel Super Fund A/C> 1,000,000 0.48
20Morgan Stanley Australia Securities (Nominee) Pty Ltd 958,902 0.46
 Total Top 20 Holders of Ordinary Fully Paid Shares163,256,44178.54
 TotalRemaining Holders Balance 44,616,86021.46

SUBSTANTIAL SHAREHOLDERS*

NameOrdinary Shares HeldOrdinary Shares Held
Number of SharesPercentage
Ruffer LLP33,477,71316.10%
Arbiter Partners Capital Management27,709,20213.33%

Note *Information based on substantial shareholder notices provided to the Company.

UNQUOTED SECURITIES

The Company has the following unlisted securities on issue:

Type of securitiesNumber%
  • 1,465,000 unquoted options (comprising of 4 equal tranches of 416,250 options per tranche) to subscribe for ordinary shares exercisable at the following tranche prices of $1.00, $1.25, $1.50 and $1.75 per share respectively, with an expiry date of 08 January 2022.
Persons holding 20% or more;
David McGowan500,00034%
James Llorca500,00034%
  • 83,000 short term incentive (STI) performance rights were granted at a share price of $0.72, and subject to the satisfaction of remaining as employees and any adjustments in accordance with the rules of the Executive Incentive Plan. The STIs will automatically vest on 30 November 2021.
Persons holding 20% or more;
Peter Alphonso44,00053%
James Llorca39,00047%
  • 3,730,000 long term incentive (LTI) performance rights were granted. All LTIs are subject to the satisfaction of remaining as employees and any adjustments in accordance with the rules of the Executive Incentive Plan. The LTIs will automatically vest on 13 March 2023.
Persons holding 10% or more;
Nil
  • 3,850,000 long term incentive (LTI) performance rights were granted. All LTIs are subject to the satisfaction of remaining as employees and any adjustments in accordance with the rules of the Executive Incentive Plan where applicable. Of these LTIs issued, 2,000,000 will vest on 19 March 2024 and 1,850,000 will vest on 1 January 2024.
Persons holding 10% or more;
Raul Villanueva1,500,00039%
Andrew Teo2,000,00052%

 

SHARE REGISTRY

Any matters relating to registration details, eg change of address, tax file numbers, etc should be referred to, for:

ASX Registered Shares:
Computershare Investor
Services Pty Ltd
Level 11
172 St George’s Terrace
Perth  6000
Western Australia
Tel: +618 9323 2000
Fax: +618 9323 2033